Fund Deposit

Applicable to any FPS bank participants.

Log on to the online wealth management platform of corresponding banks and choose to use FPS to transfer fund. Please remember to use Haitong International’s FPS ID to complete fund transfer.

Haitong International’s FPS ID：167011527
Beneficiary bank：Bank of China (HK) Limited
Name of Payee：Haitong International Securities Company Limited

7 p.m. from Monday to Friday (other than Hong Kong public holidays)
The fund will be deposited into your securities trading account on the date of successful fund transfer by FPS with notice to Haitong International viaHaitong International APPprovided that such transfer is made before the cut-off time.

Any fund transfer made after the cut-off time or any fund transfer with notice to Haitong International after the cut-off time will be handled on the next business day.

Funds shall be transferred to Haitong International’s account

HKD and RMB

To inform us of successful fund transfer, you can do so by going to Services → Fund Deposit → Faster Payment System (FPS) in Haitong International APP

You can download the Haitong International APP here: http://app.htisec.com/ or by searching the app in the mobile app store.

or scan:

All funds will be transferred to clients’ securities trading account if only notice is given to Haitong International via Haitong International APPand the same is confirmed by the company. Funds will not be transferred to clients’ Haitong International account before they have given notice to the company via Haitong International APP.

2. The name of the bank account for the fund transfer used by clients shall be in consistent with that of Haitong International’s bank account. Bank accounts of third parties or joint account are not accepted. In such cases, the fees incurred for refunding or other charges shall be at the clients’ own cost. The company will not be liable to any fees, bank interest charges or clients’ own losses or claims arising therefrom.

3. On the occasion that the fund is mistakenly transferred to an account other than Haitong International’s, the clients shall check it with the corresponding bank or financial institution on their own. When necessary, Haitong International may provide assistance as requested by such banks or financial institutions. However, our company will not accept any responsibilities arisen from such erroneous transfer.

4. For FPS, specific scope of services, transfer method, service charges (if any) and transfer limit may vary case by case for different banks and financial institutions. If you have any questions for details, please enquire corresponding banks or financial institutions.

You can deposit funds into your securities account instantly via the 'eTransfer' function in the Haitong International Online Securities Trading Platform.

Securities account

Subscription to the PPS service is required. You can visit any PPS Registration Terminal to open a PPS account.

With effect from 27 March 2017, the maximum deposit amount by eTransfer will be changed to HKD50,000. If you deposit more than HKD50,000, it is required to provide us with document to prove that the deposit is from client’s own bank account before the fund is credited to Haitong International account.

Please note that we do not accept deposit by third party. If your deposit is identified as third party deposit, it is mandatory to provide us with document to prove your relationship with third party and reason of deposit by third party.

For details, please refer to notice here.

1．Online: www.ppshk.com
2．Phone: 18033

Securities account

Haitong International Securities

9218

Subscription to the PPS service is required. You can visit any PPS Registration Terminal to open a PPS account.

With effect from 27 March 2017, the maximum deposit amount by PPS will be changed to HKD50,000. If you deposit more than HKD50,000, it is required to provide us with document to prove that the deposit is from client’s own bank account before the fund is credited to Haitong International account.

Please note that we do not accept deposit by third party. If your deposit is identified as third party deposit, it is mandatory to provide us with document to prove your relationship with third party and reason of deposit by third party.

For details, please refer to notice here.

Registration of Bill Payment and adjustment of transaction limit.

Online Banking, Counter and ATM

Funds will be transferred directly into your investment account.

1. If the deposit is more than HKD50,000, it is mandatory to provide us with the deposit/ transfer advice to prove that the deposit is from client’s own bank account. We will not credit the fund of more than HKD50,000 equivalent to your Haitong International account(s) until your provision of the deposit/ transfer advice to prove the identity of the depositor.
2. If you deposit to Haitong International by cheque, it is required to provide the image of the cheque (the name of the client must be clearly shown), together with the deposit advice for our verification of the information of the depositor. If you are not able to provide us with the image of the cheque, there will be a handling fee of HKD 50 (subject to bank for the actual amount) for each cheque for us to retrieve the cheque image from the bank. In addition, the fund will not be credited to your account(s) until we have obtained the information of depositor from bank and this process may require 14 business days (subject to bank for actual time needed).
3. If the deposit is identified as third party deposit, we will not credit the fund to your Haitong International account(s) irrespective to the deposit amount until your provision of document to prove your relationship with third party and reason of deposit by third party. If clients cannot provide documents or information provided is not accepted by us, Haitong International reserves the right to return the fund. You are liable to all bank charges and related risk, including but not limited to any forced liquidation actions taken by us, resulting from failing to deposit fund timely to meet the margin requirement. Haitong International is not responsible for all costs, interest charges of banks, personal loss between client and the third party incurred from the returning of fund.

For details, please refer to notice here.

To ensure timely accessibility of funds in your account and avoid force-liquidation, with effect from 21 November 2016, payment to an Haitong International account via payment system, ebanking, bank counter, ATM, cash deposit machine, cheque deposit machine or otherwise shall be made with your 11-digit account number (e.g. 02-XXXXXXX-XX) or your name provided in the remark column. If you have not given your 11-digit number or name as aforesaid, you are required to fax a copy of deposit transfer to (852) 2525 2847 for securities and stock options / (852) 2525 2847 for futures. Should you fail to provide deposit / transfer advice slip to Haitong International in a proper and timely manner as mentioned above, your accessibility of funds may be impaired or your account may be subject to forced-liquidation, and the consequences or losses arising therefrom shall be solely borne by you. In addition, we reserve the right to request you to provide us with any document proof of deposit or transfer for verification purpose.

For deposit to the bank accounts of HSBC
"Haitong International Securities Company Limited – Trust Account"(for deposit to Securities account)

For deposit to the bank accounts of HANG SENG, and Standard Chartered
"Haitong International Securities Company Limited"(for deposit to Securities account)
"Haitong International Futures Limited"(for deposit to Futures account)

For deposit to the bank accounts of BOC(HK)
"Haitong International Securities Co Ltd-Clients' A/C"(for deposit to Securities account)
"Haitong International Futures Limited"(for deposit to Futures account)
"iBest Bullion Limited"(for deposit to Bullion account)

Funds will be deposited to the bank account of Haitong International Securities Group

1. If the deposit is more than HKD50,000, it is mandatory to provide us with the deposit/ transfer advice to prove that the deposit is from client’s own bank account.(1.The advice must clearly display the depositor name and depositor' bank account number or 2. The advice must clearly display the depositor's bank account number which has registered in Haitong International). We will not credit the fund of more than HKD50,000 equivalent to your Haitong International account(s) until your provision of the deposit/ transfer advice to prove the identity of the depositor.
2. If you wish to make cash deposit(Including but not limited to deposit bank note via bank counter, cash deposit machine or ATM machine with cash deposit function), regardless of any amount, you are required to provide deposit advice. You must provide your information and deposit details (including: Your full name, account number, deposit date and deposit amount) on the invoice with signature.
3. If you deposit to Haitong International by cheque, it is required to provide the image of the cheque (the name of the client must be clearly shown), together with the deposit advice for our verification of the information of the depositor. If you are not able to provide us with the image of the cheque, there will be a handling fee of HKD 50 (subject to bank for the actual amount) for each cheque for us to retrieve the cheque image from the bank. In addition, the fund will not be credited to your account(s) until we have obtained the information of depositor from bank and this process may require 14 business days (subject to bank for actual time needed).
4. If the deposit is identified as third party deposit, we will not credit the fund to your Haitong International account(s) irrespective to the deposit amount until your provision of document to prove your relationship with third party and reason of deposit by third party. If clients cannot provide documents or information provided is not accepted by us, Haitong International reserves the right to return the fund. You are liable to all bank charges and related risk, including but not limited to any forced liquidation actions taken by us, resulting from failing to deposit fund timely to meet the margin requirement. Haitong International is not responsible for all costs, interest charges of banks, personal loss between client and the third party incurred from the returning of fund.

For details, please refer to notice here.

To ensure timely accessibility of funds in your account and avoid force-liquidation, with effect from 21 November 2016, payment to an Haitong International account via payment system, ebanking, bank counter, ATM, cash deposit machine, cheque deposit machine or otherwise shall be made with your 11-digit account number (e.g. 02-XXXXXXX-XX) or your name provided in the remark column. If you have not given your 11-digit number or name as aforesaid, you are required to fax a copy of deposit transfer to (853) 2871 0266. Should you fail to provide deposit / transfer advice slip to Haitong International in a proper and timely manner as mentioned above, your accessibility of funds may be impaired or your account may be subject to forced-liquidation, and the consequences or losses arising therefrom shall be solely borne by you. In addition, we reserve the right to request you to provide us with any document proof of deposit or transfer for verification purpose.

Securities account

HKD

BOC

01 - 11 - 23845 - 777

Haitong International Securities Company Limited

Same day deposit for BOC

1. If the deposit is more than HKD50,000, it is mandatory to provide us with the deposit/ transfer advice to prove that the deposit is from client’s own bank account. We will not credit the fund of more than HKD50,000 equivalent to your Haitong International account(s) until your provision of the deposit/ transfer advice to prove the identity of the depositor.
2. If you wish to make cash deposit(Including but not limited to deposit bank note via bank counter, cash deposit machine or ATM machine with cash deposit function), regardless of any amount, you are required to provide deposit advice. You must provide your information and deposit details (including: Your full name, account number, deposit date and deposit amount) on the invoice with signature.
3. If you deposit to Haitong International by cheque, it is required to provide the image of the cheque (the name of the client must be clearly shown), together with the deposit advice for our verification of the information of the depositor. If you are not able to provide us with the image of the cheque, there will be a handling fee of HKD 50 (subject to bank for the actual amount) for each cheque for us to retrieve the cheque image from the bank. In addition, the fund will not be credited to your account(s) until we have obtained the information of depositor from bank and this process may require 14 business days (subject to bank for actual time needed).
4. If the deposit is identified as third party deposit, we will not credit the fund to your Haitong International account(s) irrespective to the deposit amount until your provision of document to prove your relationship with third party and reason of deposit by third party. If clients cannot provide documents or information provided is not accepted by us, Haitong International reserves the right to return the fund. You are liable to all bank charges and related risk, including but not limited to any forced liquidation actions taken by us, resulting from failing to deposit fund timely to meet the margin requirement. Haitong International is not responsible for all costs, interest charges of banks, personal loss between client and the third party incurred from the returning of fund.

For details, please refer to notice here.

To ensure timely accessibility of funds in your account and avoid force-liquidation, with effect from 21 November 2016, payment to an Haitong International account via payment system, ebanking, bank counter, ATM, cash deposit machine, cheque deposit machine or otherwise shall be made with your 11-digit account number (e.g. 02-XXXXXXX-XX) or your name provided in the remark column. If you have not given your 11-digit number or name as aforesaid, you are required to fax a copy of deposit transfer to (852) 2525 2847 for securities and stock options / (852) 2877 2199 for futures. Should you fail to provide deposit / transfer advice slip to Haitong International in a proper and timely manner as mentioned above, your accessibility of funds may be impaired or your account may be subject to forced-liquidation, and the consequences or losses arising therefrom shall be solely borne by you. In addition, we reserve the right to request you to provide us with any document proof of deposit or transfer for verification purpose.

Securities account

Renminbi (RMB)

1. If the deposit is more than HKD50,000, it is mandatory to provide us with the deposit/ transfer advice to prove that the deposit is from client’s own bank account. We will not credit the fund of more than HKD50,000 equivalent to your Haitong International account(s) until your provision of the deposit/ transfer advice to prove the identity of the depositor.
2. If you wish to make cash deposit(Including but not limited to deposit bank note via bank counter, cash deposit machine or ATM machine with cash deposit function), regardless of any amount, you are required to provide deposit advice. You must provide your information and deposit details (including: Your full name, account number, deposit date and deposit amount) on the invoice with signature.
3. If you deposit to Haitong International by cheque, it is required to provide the image of the cheque (the name of the client must be clearly shown), together with the deposit advice for our verification of the information of the depositor. If you are not able to provide us with the image of the cheque, there will be a handling fee of HKD 50 (subject to bank for the actual amount) for each cheque for us to retrieve the cheque image from the bank. In addition, the fund will not be credited to your account(s) until we have obtained the information of depositor from bank and this process may require 14 business days (subject to bank for actual time needed).
4. If the deposit is identified as third party deposit, we will not credit the fund to your Haitong International account(s) irrespective to the deposit amount until your provision of document to prove your relationship with third party and reason of deposit by third party. If clients cannot provide documents or information provided is not accepted by us, Haitong International reserves the right to return the fund. You are liable to all bank charges and related risk, including but not limited to any forced liquidation actions taken by us, resulting from failing to deposit fund timely to meet the margin requirement. Haitong International is not responsible for all costs, interest charges of banks, personal loss between client and the third party incurred from the returning of fund.

For details, please refer to notice here.

BOC (HK)

012 - 875 - 92341544

BKCHHKHH

Hang Seng Bank

787 - 088574 - 239

HASEHKHH

HSBC

004 - 502 - 757065 - 209

HSBCHKHHHKH

Standard Chartered Bank

447 - 0784 - 8450

SCBLHKHHXXX

Outward remittance service can be obtained from most banks.

To ensure timely accessibility of funds in your account and avoid force-liquidation, with effect from 21 November 2016, payment to an Haitong International account via payment system, ebanking, bank counter, ATM, cash deposit machine, cheque deposit machine or otherwise shall be made with your 11-digit account number (e.g. 02-XXXXXXX-XX) or your name provided in the remark column. If you have not given your 11-digit number or name as aforesaid, you are required to fax a copy of deposit transfer to (852) 2525 2847 for securities / (852) 2877 2199 for futures. Should you fail to provide deposit / transfer advice slip to Haitong International in a proper and timely manner as mentioned above, your accessibility of funds may be impaired or your account may be subject to forced-liquidation, and the consequences or losses arising therefrom shall be solely borne by you. In addition, we reserve the right to request you to provide us with any document proof of deposit or transfer for verification purpose.

1. HKD
2. USD (Note: Funds will be exchanged to HKD based on the exchange rate on the transaction day if deposited into a HKD account.)

HSBC

HKD Account Number and Beneficiary Name

USD Account Number and Beneficiary Name

Swift Code

Bank Address

Bank of China (Hong Kong)

HKD Account Number and Beneficiary Name

Swift Code

Bank Address

Usually 2 to 3 business days, subject to the processing time of the intermediary bank.

1. If the deposit is more than HKD50,000, it is mandatory to provide us with the deposit/ transfer advice to prove that the deposit is from client’s own bank account. We will not credit the fund of more than HKD50,000 equivalent to your Haitong International account(s) until your provision of the deposit/ transfer advice to prove the identity of the depositor.
2. If you deposit to Haitong International by cheque, it is required to provide the image of the cheque (the name of the client must be clearly shown), together with the deposit advice for our verification of the information of the depositor. If you are not able to provide us with the image of the cheque, there will be a handling fee of HKD 50 (subject to bank for the actual amount) for each cheque for us to retrieve the cheque image from the bank. In addition, the fund will not be credited to your account(s) until we have obtained the information of depositor from bank and this process may require 14 business days (subject to bank for actual time needed).
3. If the deposit is identified as third party deposit, we will not credit the fund to your Haitong International account(s) irrespective to the deposit amount until your provision of document to prove your relationship with third party and reason of deposit by third party. If clients cannot provide documents or information provided is not accepted by us, Haitong International reserves the right to return the fund. You are liable to all bank charges and related risk, including but not limited to any forced liquidation actions taken by us, resulting from failing to deposit fund timely to meet the margin requirement. Haitong International is not responsible for all costs, interest charges of banks, personal loss between client and the third party incurred from the returning of fund.

For details, please refer to notice here.