Associate/Analyst – Compliance (Corporate Finance)

Division / Department:

Job Description:

  • Handle compliance related matters for Corporate Finance team
  • Assist in conducting compliance review and surveillance exercises
  • Assist in drafting and reviewing internal policies, procedures and guidelines to ensure business in compliance with the relevant regulatory requirements
  • Work with Group Legal and Compliance on ad hoc compliance projects

Requirements:

We support local hire with solid relevant working experience in HK

  • Degree holder or above and / or with additional professional qualifications in Accountancy or Law
  • 5-7 years' relevant experience preferably gained in the investment banking industry
  • Qualified to be registered under SFC in relevant regulated activities
  • Experience in Takeovers Code related transactions is preferred
  • Good knowledge about financial market and corporate finance activities
  • Strong project management, marketing negotiation and problem solving skills
  • Good command of written and spoken English and Chinese, fluency in Putonghua

Benefits:

We provide very attractive remuneration package and career advancement opportunities for the right candidate.

Application Method:

We are committed to build a team of competence individuals who have acquired relevant local solid working experience and with diversified exposure to work together with us. Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful.

Interested parties please send detailed resume with current and expected salaries to Human Resources Department i) by mail: 22/F, Li Po Chun Chambers, 189 Des Voeux Road Central, HK; ii) by fax: 2537 5431; or iii) by e-mail: hrd@htisec.com.

Please quote the reference in the application. If application is submitted in hard copy format, it should be placed in a sealed envelope marked “Confidential”.  All applications will be treated in strict confidence and personal data provided by job applications will be used for recruitment purposes only.  A copy of our Personal Information Collection Statement will be available upon request.

Documents Required:

Covering Letter plus Resume including current and expected salary

Closing Date:

2018-11-30