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2017

GlobalCapital Asia

  • Best Asian IB 

Thomson Reuters

  • Tokyo-based research analyst Mark Brown ranked No.1 in “Top Industry Stock Pickers – Real Estate” in Japan for the second consecutive year.  

  • Research analyst Michael Makdad and Tsutomu Kijima ranked No. 2 in “Top Industry Stock Pickers – Banks” and “Top Industry Stock Pickers – Machinery” in Japan respectively.

Asia Risk

  • Securities House of the Year  

FinanceAsia

Hong Kong - Chinese Financial Institutions

  •  “Best Investment Bank” 

  •  “Best Broker”  

  •  “Best ECM House” 

  •  “Best DCM House” 

Bloomberg BusinessWeek

  • Investment Banking - M&A Deal Excellence Award 

  • Investment Banking - Derivatives Provider of the Year Excellence Award 

Asia Asset Management

  • Best ETF Market Maker  

  • Best 1 Year Performance - MPF Conservative Fund  

Asiamoney

  • Best Securities House in Hong Kong 

  • Best Equity House in China – Offshore  

  • Garnered 14 “Best Analyst” awards in Asiamoney Brokers Poll 2017 

2016

Asiamoney

  • Mumbai-based research analyst Santosh Singh – named

Thomson Reuters

  • Ranked No.1 in “Top Overall Stock Pickers - Real Estate” in Japan

  • Ranked No.1 in “Top Industry Stock Pickers - Real Estate” in Japan

FinanceAsia

  •  “Best ECM House 2016” among the Chinese financial institutions in Hong Kong

Bloomberg BusinessWeek

  • Investment Banking - Financial Advisory Excellence Award

  • Investment Banking - Securities Company of the Year

Asia Asset Management

  • Best RMB Bonds, Offshore (5 years)

  • Best 1 Year Performance - Equity Fund (Asia)

  • Best 1 Year Performance - MPF Conservative Fund

  • Longevity Award - Best 10 Year Performance - Equity Fund (HK & China)

Benchmark

  • Best-in-Class MPF Investment Manager - HK Equity

  • Best-in-Class ETF Fund - China Equity (A Shares)

2015

The Chamber of Hong Kong Listed Companies

  • Hong Kong Corporate Governance Excellence Awards 2015

Global Banking & Finance Review

  • 2015 Best Investment Banking Company Hong Kong

  • 2015 Best Securities Brokerage Company Hong Kong

Hang Seng Indexes

  • Security Company of the Year

Bloomberg BusinessWeek

  • Security Company of the Year

Asia Asset Management

  • Best ETF Market Maker

  • Best ETF Manager for Investor Education

Asia Asset Management

  • Longevity Award - Best 10 Year Performance Equity Fund (HK & China)

2014

Xinhua News Agency

  • 2014 Shanghai Financial Industry Leader

Hexun.com

  • Best Brokerage Company in Hong Kong

  • Best Chinese Investment Bank

  • Best Asset Management Service Provider

  • Annual Financial Industry Leader

Asiamoney

  • Best Salesperson in Hong Kong - Ranked 3rd

Hang Seng Indexes

  • Constituent of Hang Seng Composite

Standard & Poor's

  • Issuer credit ratings of “BBB” long-term

Finance Asia

  • Best Chinese Broker in Hong Kong

Asiamoney

  • Best of the Best Domestic Equity House

2013

Institutional Investor – IIChina.com

  • 2013 Best Asset Management Team in Greater China Diamond Award

  • 2013 Best Research Team in Greater China Diamond Award

Quamnet Outstanding Enterprise Award 2013

  • Outstanding Equity House

  • Outstanding RMB Management

STCN

  • The Best Chinese Investment Bank in Hong Kong

2012

Institutional Investor - IIChina.com

  • 2012 Outstanding Investment Bank – Diamond Award

  • 2012 Best Leader in Finance Diamond Award - Dr. Lin Yong

Hexun.com

  • Best Chinese Investment Bank

  • Best Overseas Research Team

  • Best Equity House in Hong Kong